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FINRA Awards for An Yan

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0191501/29/2014Claimant(s): An Yan
Claimant Lawyers(s): An Yan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Frederick L. Lieberman
Arbitrator(s): Donald J. Zoeller
Hearing Site: New York, NY

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