| 19-00289 | 10/28/2019 | Claimant(s): Brian Rener
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Oppenheimer & Co.., UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik, John T. McGuire
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 19-00148 | 10/14/2019 | Claimant(s): William Elmore
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 19-00791 | 08/13/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): James Shea
Respondent Lawyers(s): Paul V. Fernicola
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
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| 19-00564 | 06/26/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Christopher Coulter
Respondent Lawyers(s): Christopher Kevin Coulter
Arbitrator(s): William M. Azkoul
Hearing Site: St. Louis, MO
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| 19-00131 | 06/17/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Dennis Ayre
Respondent Lawyers(s): Dennis Phillip Ayre
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 19-00101 | 05/03/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Ryan Capatosto
Respondent Lawyers(s): Ryan Lawrence Capatosto
Arbitrator(s): Richard M. Norman
Hearing Site: Los Angeles, CA
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| 18-01452 | 04/19/2019 | Claimant(s): Alfred Bonardi
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Morgan Stanley DW Inc., Oppenheimer & Co.., Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Gina Shlaferman, Joelle A. Simms, John T. McGuire, Randi Perry Spallina
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 18-03603 | 03/11/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Geoffrey Johnston
Respondent Lawyers(s): Steven Kahlenberg
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 18-02592 | 01/30/2019 | Claimant(s): Ivan Shore
Claimant Lawyers(s): John Coster
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Madelyn A. Levy, Mary Ellen Burns, Annamaria Boccia Smith
Hearing Site: New York, NY
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| 18-01453 | 01/18/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Terry Bennett
Respondent Lawyers(s): David R. Heyboer
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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