Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02747 | 03/03/2021 | Claimant(s): Charles Sleezer Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 20-01794 | 02/23/2021 | Claimant(s): Vincent Bonavia Claimant Lawyers(s): Harris Freedman Respondent(s): Valmark Securities. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): James W. Geiger Hearing Site: Boca Raton, FL | ||
| 20-02820 | 02/05/2021 | Claimant(s): Donna DeSanctis Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL | ||
| 20-01890 | 12/30/2020 | Claimant(s): Jeff Wolk Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Denise L. Quarles Hearing Site: New York, NY | ||
| 20-00424 | 12/29/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL | ||
| 20-00663 | 11/27/2020 | Claimant(s): Daniel Misse Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Sherry R. Wetsch Hearing Site: New Orleans, LA | ||
| 20-01058 | 11/22/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-00465 | 10/13/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gerald Thomas Harper Hearing Site: Orlando, FL | ||
| 20-00449 | 09/18/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gail E. Sasnett Hearing Site: Orlando, FL | ||
| 19-02657 | 05/27/2020 | Claimant(s): Marc Seeherman Claimant Lawyers(s): Benjamin J. Biard Respondent(s): VSR Financial Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY |