| 16-03204 | 12/20/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Dudley Stephens
Respondent Lawyers(s): Dudley Franklin Stephens
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
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| 16-01842 | 12/19/2017 | Claimant(s): David Bennette
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Eric M. Steinert
Arbitrator(s): Elmo E. Wedderburn, Michael Lancaster Garcia, D. Peter Gleichenhaus
Hearing Site: San Francisco, CA
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| 16-03228 | 12/18/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Kelley Sullivan
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): William E. Schneider
Hearing Site: Boca Raton, FL
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| 14-01267 | 12/15/2017 | Claimant(s): Mark Aigner
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Miriam G. Bahcall
Arbitrator(s): Doris H. Geck, Marilee Roberg, Frank A. Dusek
Hearing Site: Chicago, IL
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| 17-00116 | 12/14/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Justin Ward
Respondent Lawyers(s): Justin Garrett Ward
Arbitrator(s): Eric R. Benton
Hearing Site: Houston, TX
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| 17-01464 | 12/11/2017 | Claimant(s): Joseph Bancheri, Michael Lupton
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Joan M. Traub, Annamaria Boccia Smith, Sean F. Monahan
Hearing Site: New York, NY
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| 16-03141 | 11/20/2017 | Claimant(s): Michael Destro
Claimant Lawyers(s): Emily Knoles
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Dean J. Dietrich, Timothy P. Bogan, Jennifer Schwartz
Hearing Site: San Francisco, CA
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| 16-03488 | 11/20/2017 | Claimant(s): Jin Park
Claimant Lawyers(s): Jin Kyun Park
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Dean C. Abraham, Mary M. O'Neil, Robert Dean McKinley
Hearing Site: Las Vegas, NV
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| 16-03579 | 11/14/2017 | Claimant(s): Kenneth Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Steven L. Satter, Wendy L. Schueller
Arbitrator(s): Kevin C. Coleman
Hearing Site: Reno, NV
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| 15-03021 | 11/09/2017 | Claimant(s): Mark Zigmont
Claimant Lawyers(s): Mark Tomas Zigmont
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rosemary S. Gousman
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
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