| 17-00154 | 05/22/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Matthew P. Fischer
Respondent(s): Eric Harding
Respondent Lawyers(s): Eric Wayne Harding
Arbitrator(s): Paul A. Cash, Timothy J. Kroll, Stephen Arthur Caine
Hearing Site: Phoenix, AZ
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| 15-02425 | 05/04/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Alice Bates, James Johnson, Jeffrey Hughes, Robert Samson, Tyson Ray, William Finke
Respondent Lawyers(s): Lisa S. Fildes, Matthew B. Baum, William George Finke
Arbitrator(s): Langfred W. White, Gregory D. Hoffmann, James Arthur Taylor
Hearing Site: Tampa, FL
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| 16-00123 | 03/27/2018 | Claimant(s): Gary Helbling
Claimant Lawyers(s): Richard Slavin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Jeffrey A. Fritz
Arbitrator(s): Diane Ciccone, Paul Smith Besson, Richard Hallett Nichol
Hearing Site: Hartford, CT
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| 16-03523 | 03/21/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Todd Ratner
Respondent(s): Mark Anthony
Respondent Lawyers(s): Bryant Duke Paris III
Arbitrator(s): Fred Kelner, Margaret Elizabeth Gee, Theresa Joan Rosenberg
Hearing Site: Raleigh, NC
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| 17-00508 | 03/19/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Jennifer Metcalf
Respondent Lawyers(s): Jennifer Marie Metcalf
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
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| 16-00412 | 03/06/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): William De Cardenas
Respondent Lawyers(s): Francisco J. Escalante
Arbitrator(s): William E. Schneider
Hearing Site: Boca Raton, FL
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| 16-03521 | 02/01/2018 | Claimant(s): Ryan Wyatt
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, Wunderlich Securities.
Respondent Lawyers(s): Patricia E. Cowart, Tracy Wiswall
Arbitrator(s): Marc T. Danon, Ken Ziesenheim, John Briggs
Hearing Site: Orlando, FL
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| 16-01969 | 01/17/2018 | Claimant(s): Sean Fetterman
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, FMSBonds.
Respondent Lawyers(s): Beverly Jo Slaughter, Sydney A. Marks
Arbitrator(s): Richard J. Kaplan, Linda M. Foster-Wells, Jay Eng
Hearing Site: Boca Raton, FL
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| 17-00561 | 01/10/2018 | Claimant(s): Timothy Foster
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
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| 17-00789 | 12/22/2017 | Claimant(s): Michael Biggs
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): James A. McIntosh
Hearing Site: Nashville, TN
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