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FINRA Awards for Wells Fargo Advisors

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Displaying 101-110 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0280911/29/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Darren Walton
Respondent Lawyers(s): Darren Thomas Walton
Arbitrator(s): Joseph Winter
Hearing Site: Los Angeles, CA
16-0202811/14/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Emilio Guajardo
Respondent Lawyers(s): Emilio Guajardo
Arbitrator(s): Allan R. Lazor
Hearing Site: Houston, TX
14-0128511/11/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Charles N. Bland
Respondent(s): Shannon Powers-Solomon
Respondent Lawyers(s): Stephen J. Wiard
Arbitrator(s): Richard J. Stall, Olivia J. Valentine, Kenneth Paul Strongman
Hearing Site: Los Angeles, CA
15-0051610/28/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jamie L. Helman
Respondent(s): Scott Fox
Respondent Lawyers(s): Scott Fox
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
15-0087510/21/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Eric Zakarin
Respondent Lawyers(s): James Halter
Arbitrator(s): Julian F. Santos, Stanley M. Lenkowicz, Veronica Ann Williams
Hearing Site: Newark, NJ
14-0298810/07/2016Claimant(s): Brandon Decker
Claimant Lawyers(s): Brandon George Decker
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Howard D. Jacob, Ellyn S. Roth, Thomas Naylor
Hearing Site: New York, NY
16-0079810/06/2016Claimant(s): Christopher Calabrese
Claimant Lawyers(s): Katherine Harrison
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Martin A. Edelstein, Frances Gottfried, John Farrell Connor
Hearing Site: New York, NY
14-0383810/04/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Alejandro Torres
Respondent Lawyers(s): Alejandro Ariel Torres
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
15-0028009/26/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David E. Strand
Respondent(s): Olga Pereira
Respondent Lawyers(s): Jonathan E. Neuman
Arbitrator(s): Daniel Robbins, Barry Steven Port, Eric Mattison Rosenberg
Hearing Site: New York, NY
16-0072209/16/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Kopshever
Respondent(s): David Fahey
Respondent Lawyers(s): David John Fahey
Arbitrator(s): Michael John Florio
Hearing Site: Los Angeles, CA

571 Results

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