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FINRA Awards for Irwin Weltz

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Displaying 10 out of 30 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0286008/30/2024Claimant(s): Paul Padovani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christopher M. Sacco, Kathryn D. Perreault, Trae D. Meyr
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
23-0271007/01/2024Claimant(s): Mark Stern
Claimant Lawyers(s): Harris Freedman
Respondent(s): Beech Hill Securities.
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Nancy Plesser Wendell, Vincent C. Pangia, Clarence Smith
Hearing Site: New York, NY
23-0204103/28/2024Claimant(s): John Parmigiani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): Kay Johnson
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
21-0133402/10/2022Claimant(s): John Parmigiani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): Kay Johnson
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
21-0137002/02/2022Claimant(s): Nicholas Tsikitas
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
20-0183410/21/2021Claimant(s): Elizabeth Bondi
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): John Caracciolo
Hearing Site: New York, NY
20-0312705/13/2021Claimant(s): David Feigeles
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Betty Chen
Hearing Site: New York, NY
20-0214504/15/2021Claimant(s): Richard Sica
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Financial Square Partners
Respondent Lawyers(s): John Polanin
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
20-0194404/05/2021Claimant(s): Paul Cooney
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Hapoalim Securities USA., Maxim Group LLC
Respondent Lawyers(s): Daniel J. Cristofano, Ian H. Hummel
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
20-0208102/03/2021Claimant(s): Dominick Diorio
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY

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