| 23-02850 | 08/07/2024 | Claimant(s): Neil Collins
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
| | |
| 20-02389 | 05/21/2021 | Claimant(s): Alan Sharpe
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Moors & Cabot.
Respondent Lawyers(s): Peter Svorinic
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
| | |
| 19-02481 | 01/22/2021 | Claimant(s): Salvatore Mansueto
Claimant Lawyers(s): Jeremy L. Bartell
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Jeffrey P. Petrucelly, Gene M. Bauer, Tristan Nicholas Ostronic
Hearing Site: Boston, MA
| | |
| 16-02895 | 07/03/2017 | Claimant(s): Thomas Bryant
Claimant Lawyers(s): David Glod
Respondent(s): State Street Global Markets
Respondent Lawyers(s): Morgan C. Nighan
Arbitrator(s): Richard J. Grahn, Jeffrey P. Petrucelly, George Weston Mann
Hearing Site: Boston, MA
| | |
| 13-00144 | 11/22/2013 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph Keenan
Respondent(s): Thomas Hand
Respondent Lawyers(s): Thomas Alexander Hand
Arbitrator(s): Kevin J Mulrey, Jeffrey P. Petrucelly, Arthur Thomas Carr
Hearing Site: Boston, MA
| | |
| 09-03441 | 04/26/2010 | Claimant(s): Peter Lombard
Claimant Lawyers(s): Howard I. Elman
Respondent(s): Jefferies & Company., Jefferies Group.
Respondent Lawyers(s): David Elsberg
Arbitrator(s): Howard I. Wilgoren, Jeffrey P. Petrucelly, Dennis R. Surprenant
Hearing Site: Boston, MA
| | |
| 07-02319 | 07/01/2008 | Claimant(s): Eric Hansen
Claimant Lawyers(s): Nicole A. Rizzo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Lucy J. Karl, Peter L. Curry, Jeffrey P. Petrucelly
Hearing Site: Boston, MA
| | |
