| 23-03351 | 08/12/2024 | Claimant(s): Lee Rycraft
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
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| 23-02727 | 07/10/2024 | Claimant(s): Aaron Clark
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Cherie S. Lewis
Hearing Site: Los Angeles, CA
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| 23-02932 | 04/29/2024 | Claimant(s): Chadwick Richards
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
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| 23-02628 | 03/19/2024 | Claimant(s): Ekua Anyanful
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Louis J. Weber
Hearing Site: Dallas, TX
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| 23-01172 | 03/08/2024 | Claimant(s): Brett Ramsey
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): LPL Financial LLC, WFG Investments.
Respondent Lawyers(s): David Williams, Rochelle Mayfield
Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh
Hearing Site: Indianapolis, IN
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| 23-01231 | 02/14/2024 | Claimant(s): Kristy Meeler
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
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| 22-02046 | 09/29/2023 | Claimant(s): Enrique Lopez
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Steven Akiba Swernofsky, Vincent Vereen, Robert Weston Nuzum
Hearing Site: Houston, TX
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| 23-00184 | 09/14/2023 | Claimant(s): Todd Smith
Claimant Lawyers(s): James P Galvin
Respondent(s): LPL Financial LLC, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, Rochelle Mayfield
Arbitrator(s): Michael J Norton
Hearing Site: Albuquerque, NM
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| 22-01549 | 04/07/2023 | Claimant(s): Kelly Campbell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi, Rochelle Mayfield
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
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| 22-01843 | 03/01/2023 | Claimant(s): Todd Slingerland
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC, Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard, Rochelle Mayfield
Arbitrator(s): Steven R. Rolnick
Hearing Site: Albany, NY
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