Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04349 | 08/14/2019 | Claimant(s): Anthony DeGregorio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American Portfolios Financial Services, Respondent Lawyers(s): Frank A. Tauches Arbitrator(s): Michael Fischetti Hearing Site: Newark, NJ | ||
| 18-04390 | 08/14/2019 | Claimant(s): Jeffey Nedley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments Respondent Lawyers(s): Frederic L. Lieberman Arbitrator(s): Robert E. Anderson Hearing Site: Pittsburgh, PA | ||
| 19-00056 | 08/09/2019 | Claimant(s): Andrew Harding Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 19-00108 | 08/09/2019 | Claimant(s): Gary Wageman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian Harlan Arbitrator(s): Helen Marinak Blohm Hearing Site: Bismarck, ND | ||
| 18-04335 | 08/08/2019 | Claimant(s): Mark Rottler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Michael S. Matek Hearing Site: Milwaukee, WI | ||
| 18-04432 | 08/08/2019 | Claimant(s): Christopher Miller Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Cheryl Howard Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 18-04318 | 08/06/2019 | Claimant(s): Mark Kruman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | ||
| 19-00091 | 08/06/2019 | Claimant(s): Timothy Jirak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Barry Goldman Hearing Site: Minneapolis, MN | ||
| 18-04368 | 08/02/2019 | Claimant(s): Timothy Thomas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy L. Moore Arbitrator(s): David William Hickman Hearing Site: Seattle, WA | ||
| 18-04425 | 08/01/2019 | Claimant(s): Kenneth Levene Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Catherine Stewart Hearing Site: Newark, NJ |