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FINRA Awards for Dochtor Kennedy

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Displaying 771-780 out of 1,279 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0251104/01/2020Claimant(s): Peter Covino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Craig Charles Beles
Hearing Site: Boise, ID
19-0229703/30/2020Claimant(s): Michael Kramer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
19-0226203/27/2020Claimant(s): Shaun Blakeslee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Jane Tam
Hearing Site: Baltimore, MD
19-0268203/27/2020Claimant(s): William O'Connell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
19-0223003/26/2020Claimant(s): Wayne Kandas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
19-0272003/26/2020Claimant(s): Craig Cheramie
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Veronica Cordova
Arbitrator(s): Brian P. Jakes
Hearing Site: New Orleans, LA
19-0117403/25/2020Claimant(s): Stanley Keyes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kovack Securities Inc, FSC Securities Corporation
Respondent Lawyers(s): Amy S. Towle, James V. Noblett
Arbitrator(s): Mark C Watler
Hearing Site: New Orleans, LA
19-0295903/25/2020Claimant(s): Chuck Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
19-0330003/25/2020Claimant(s): Terrence Fant
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
19-0203703/23/2020Claimant(s): James Bishopp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SunAmerica Securities., National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, James V. Noblett
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ

1,279 Results

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