Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03695 | 07/28/2020 | Claimant(s): Timothy McGrath Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL | ||
| 19-03478 | 07/27/2020 | Claimant(s): Paul Rutkowski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ | ||
| 20-00005 | 07/27/2020 | Claimant(s): Dustin Christopherson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Laurel A. Whelan Arbitrator(s): William M. Azkoul Hearing Site: Minneapolis, MN | ||
| 19-02687 | 07/22/2020 | Claimant(s): Jon Bicknell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 19-03405 | 07/22/2020 | Claimant(s): Casey Craig Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research., MML Investors Services Respondent Lawyers(s): Richard H. Kuhlman, William P. Thornton Arbitrator(s): Jane C. Carney Hearing Site: Washington, DC | ||
| 19-03570 | 07/21/2020 | Claimant(s): Craig Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert E. Jenks Hearing Site: Las Vegas, NV | ||
| 19-03158 | 07/17/2020 | Claimant(s): Christopher Hall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charleston, WV | ||
| 19-03480 | 07/17/2020 | Claimant(s): Paul Rutkowski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 19-02957 | 07/15/2020 | Claimant(s): Chuck Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-00122 | 07/15/2020 | Claimant(s): Christopher Bice Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Hearing Site: Charlotte, NC |