Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02707 | 09/27/2021 | Claimant(s): Erik Feldhaus Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BMO Harris Financial Advisors. Respondent Lawyers(s): Maria L. Kreiter Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 20-03475 | 09/24/2021 | Claimant(s): Russell McLean Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securian Financial Services. Respondent Lawyers(s): Richard J. Babnick Arbitrator(s): Peter Khalil Hearing Site: Portland, OR | ||
| 20-03552 | 09/24/2021 | Claimant(s): Ian Rodgers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ | ||
| 20-03883 | 09/23/2021 | Claimant(s): Daniel Baumgartel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Daniel B. MacLeod Hearing Site: Seattle, WA | ||
| 20-02726 | 09/20/2021 | Claimant(s): Roger Camp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-03118 | 09/15/2021 | Claimant(s): Jay Cunningham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | ||
| 20-03151 | 09/14/2021 | Claimant(s): Matthew West Claimant Lawyers(s): Dochtor Kennedy Respondent(s): USCA RIA LLC, USCA Securities LLC Respondent Lawyers(s): Therese L. Surprenant Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-03101 | 09/10/2021 | Claimant(s): Phil Scott Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Jane Ann McKenzie Hearing Site: Seattle, WA | ||
| 20-02728 | 09/08/2021 | Claimant(s): Robin Naylor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A Pizelo Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 20-03028 | 09/08/2021 | Claimant(s): Joshua Stroud Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Sara B. Davis, Shelley Davenport Arbitrator(s): Daniel B. MacLeod Hearing Site: Portland, OR |