Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03670 | 02/01/2022 | Claimant(s): Daniel Karlsberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 21-01500 | 01/28/2022 | Claimant(s): James Charbonneau Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The Investment Center. Respondent Lawyers(s): Douglas A. Wright Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 21-01685 | 01/28/2022 | Claimant(s): Paul Barr Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert J. Scafuri Hearing Site: Des Moines, IA | ||
| 21-01840 | 01/21/2022 | Claimant(s): Emilie Altman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): McClellon D. Cox Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 21-01055 | 01/19/2022 | Claimant(s): Adam Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Alice E. Winkler Hearing Site: Albany, NY | ||
| 21-00711 | 01/14/2022 | Claimant(s): Adam Hill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Jeffry M. Bauer Hearing Site: Columbus, OH | ||
| 21-01344 | 01/11/2022 | Claimant(s): Rhys Helt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group, RBC Capital Markets LLC Respondent Lawyers(s): Jennifer E. Novoselsky, Tiana M. Towns Arbitrator(s): Carl E. Ver Beek Hearing Site: Indianapolis, IN | ||
| 21-00377 | 01/07/2022 | Claimant(s): David Hays Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Parkland Securities Respondent Lawyers(s): Alexandra Hutchinson Arbitrator(s): Peter Ordower Hearing Site: Indianapolis, IN | ||
| 21-00536 | 01/07/2022 | Claimant(s): Richard Hellberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Hornor, Townsend & Kent Respondent Lawyers(s): George D. Fagan Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 21-01124 | 12/30/2021 | Claimant(s): Dao Phan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WMA Securities. Respondent Lawyers(s): Clive Slovin Arbitrator(s): Susan C Lushing Hearing Site: New York, NY |