Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00111 | 08/04/2022 | Claimant(s): Gregory Crance Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Marvin Kent Speigner Hearing Site: Birmingham, AL | ||
| 21-02828 | 07/27/2022 | Claimant(s): Eric Schmidt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY | ||
| 21-02355 | 07/25/2022 | Claimant(s): Randy Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-02678 | 07/22/2022 | Claimant(s): Brian Mulvey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA | ||
| 21-02165 | 07/21/2022 | Claimant(s): Scott Morris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Robert J. Gregory Hearing Site: Kansas City, MO | ||
| 21-02586 | 07/21/2022 | Claimant(s): Christopher Tooker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Donald N. Tolin Hearing Site: Omaha, NE | ||
| 21-02716 | 07/20/2022 | Claimant(s): Keith Fontenot Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA | ||
| 21-02480 | 07/12/2022 | Claimant(s): Hal Finberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 21-03077 | 07/12/2022 | Claimant(s): James McAtee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Gregory G. Gocek Hearing Site: Indianapolis, IN | ||
| 21-02503 | 07/07/2022 | Claimant(s): Timothy Carlin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO |