Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00185 | 09/28/2022 | Claimant(s): Luke Tait Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): C. Evan Stewart Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX | ||
| 22-00082 | 09/26/2022 | Claimant(s): Daniel Pinkerton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): John J. Fitzpatrick Hearing Site: Helena, MT | ||
| 22-00585 | 09/26/2022 | Claimant(s): Keith Steidle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 21-02954 | 09/23/2022 | Claimant(s): Tara Schutz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Maya Steinitz Hearing Site: Chicago, IL | ||
| 22-00114 | 09/23/2022 | Claimant(s): Gregory Crance Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Oneamerica Securities., Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Mollie Wagner Neal Hearing Site: Birmingham, AL | ||
| 21-02061 | 09/22/2022 | Claimant(s): Sandra Edwards Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 21-02786 | 09/09/2022 | Claimant(s): Boris Desancic Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Charles Scott McClellan Hearing Site: Seattle, WA | ||
| 22-00105 | 09/07/2022 | Claimant(s): Kenneth Mayer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Eric A. Bensky Arbitrator(s): Susan Romano Hearing Site: New York, NY | ||
| 21-02550 | 09/01/2022 | Claimant(s): Drew Springer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, KMS Financial Services. Respondent Lawyers(s): Gregory M. Curley, Jennifer R. Cox Arbitrator(s): Thomas W. Allen Hearing Site: Dallas, TX | ||
| 21-03002 | 09/01/2022 | Claimant(s): Wayne Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Linda J. Baer Hearing Site: Wilmington, DE |