Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02418 | 06/16/2023 | Claimant(s): Christopher Tong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 22-02296 | 06/15/2023 | Claimant(s): Mark Thorndyke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 22-02626 | 06/14/2023 | Claimant(s): Benton Lacy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BBVA Compass Investment Solutions. Respondent Lawyers(s): Katie M. Kimbrell Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 22-02673 | 06/14/2023 | Claimant(s): Jenna Farah-Fimbres Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ | ||
| 22-02764 | 06/12/2023 | Claimant(s): Alan Kent Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Michael J. Ahlstrom Hearing Site: Jackson, MS | ||
| 22-01599 | 06/09/2023 | Claimant(s): Jamie Grupe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 22-01798 | 06/07/2023 | Claimant(s): Michael Bosl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Cheryl H. Agris Hearing Site: New York, NY | ||
| 22-00980 | 06/05/2023 | Claimant(s): Jeffrey Gerson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff, Alexander Schwed Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 22-01754 | 06/05/2023 | Claimant(s): Kimberly Ripoll Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 22-01976 | 06/05/2023 | Claimant(s): Meris Collier Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Daniel B. MacLeod Hearing Site: Seattle, WA |