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FINRA Awards for BBVA Compass Investment Solutions.

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0262606/14/2023Claimant(s): Benton Lacy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BBVA Compass Investment Solutions.
Respondent Lawyers(s): Katie M. Kimbrell
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
13-0015807/11/2014Claimant(s): Estate of Dr. John Wilkinson, MD, Estate of Regina Wilkinson
Claimant Lawyers(s): William H. Oliver
Respondent(s): Norma Kresta, BBVA Compass Insurance Agency., BBVA Compass Investment Solutions.
Respondent Lawyers(s): Brannon C. Dillard, Sarah Santos
Arbitrator(s): Bertrand C. Moser, Philip I. McConnell, Pamela Marcell Carroll
Hearing Site: Houston, TX
Checkmark Icon$123,321

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