Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00496 | 01/08/2019 | Claimant(s): Stacie Weiner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., RBC Capital Markets LLC Respondent Lawyers(s): Demian J. Betz, Frank J. Cuccio Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 18-01074 | 01/08/2019 | Claimant(s): James Lavorgna Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Syndicated Capital. Respondent Lawyers(s): Katherine P. Lee Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | ||
| 18-00154 | 01/04/2019 | Claimant(s): Gregory Chebuske Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SII Investments. Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | ||
| 18-00765 | 01/04/2019 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 18-00948 | 01/04/2019 | Claimant(s): Stephen Cordasco Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Nacarato Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | ||
| 18-01482 | 01/02/2019 | Claimant(s): Christopher Mittleman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Karl L. Marquardt Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 18-01800 | 01/02/2019 | Claimant(s): John Corbett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Denver G. Edwards Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 18-01112 | 12/31/2018 | Claimant(s): Stephen Swensen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Corporate Office Arbitrator(s): Merton E. Marks Hearing Site: Salt Lake City, UT | ||
| 18-01740 | 12/28/2018 | Claimant(s): Lorenzo Esparza Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Vanessa C. Krumbein Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 18-00507 | 12/27/2018 | Claimant(s): Aaron Maurer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RP Capital LLC Respondent Lawyers(s): Gary Price Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA |