Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02038 | 10/13/2021 | Claimant(s): Michael Chudd Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Las Vegas, NV | ||
| 20-00147 | 09/23/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Stuart Cohen Respondent Lawyers(s): Brenda Kay Brown Arbitrator(s): Erik R. Siering, David Neil Salmon, Richard L Galin Hearing Site: Las Vegas, NV | ||
| 19-03776 | 08/18/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jessica Klein Respondent(s): Leo Eastman Respondent Lawyers(s): Leo Otto Eastman Arbitrator(s): Michael John Florio Hearing Site: Las Vegas, NV | ||
| 20-03458 | 07/23/2021 | Claimant(s): Sean Dobranich Claimant Lawyers(s): James P. Galvin Respondent(s): Wells Fargo Clearing Services, Waddell & Reed Respondent Lawyers(s): Chad Weaver, Patricia Cowart Arbitrator(s): Barry A. Mainardi, Robert E. Jenks, Ben Lehavi Hearing Site: Las Vegas, NV | ||
| 20-02710 | 04/08/2021 | Claimant(s): Howard Saxauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Benjamin F. Breslauer Hearing Site: Las Vegas, NV | ||
| 20-03136 | 04/08/2021 | Claimant(s): Mitchell Horst Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Thomas E Shuck Hearing Site: Las Vegas, NV | ||
| 20-03520 | 03/15/2021 | Claimant(s): Sean Dobranich Claimant Lawyers(s): James P. Galvin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Mary M. O'Neil, Nicholas John Reiter, William Ogburn Huggins Hearing Site: Las Vegas, NV | ||
| 20-01278 | 03/05/2021 | Claimant(s): Nora Castro Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Erik R. Siering Hearing Site: Las Vegas, NV | ||
| 19-03570 | 07/21/2020 | Claimant(s): Craig Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert E. Jenks Hearing Site: Las Vegas, NV | ||
| 19-03369 | 06/12/2020 | Claimant(s): Craig Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Erik R. Siering Hearing Site: Las Vegas, NV |