Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02179 | 12/11/2019 | Claimant(s): Mark Munizzi Claimant Lawyers(s): Steven P Gomberg Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): Donald M. Thompson, Craig D. Cook, Lisa M. Krimen Hearing Site: Chicago, IL | ||
| 18-02012 | 12/05/2019 | Claimant(s): Mark Pent Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): P J Boylan, Stuart S. Mukamal, Bryan K. Nestor Hearing Site: Milwaukee, WI | ||
| 16-00898 | 05/18/2017 | Claimant(s): Michael McBee Claimant Lawyers(s): Matthew C. Heerde Respondent(s): Evan Schwartzberg, James Viccaro, Mathew Van Alstyne, Odeon Capital Group LLC Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): Brooks White Hearing Site: New York, NY | ||
| 14-03712 | 03/09/2016 | Claimant(s): David Levine Claimant Lawyers(s): Mark D. Knoll Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Patricia A. DeWitt Hearing Site: New York, NY | ||
| 15-00934 | 03/08/2016 | Claimant(s): Jay Maltby Claimant Lawyers(s): Mark D. Knoll Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kenneth Crowley Arbitrator(s): Ray J. Grzebielski, James D. Adducci, Harry Edward Resis Hearing Site: Chicago, IL | ||
| 14-00401 | 05/07/2015 | Claimant(s): Nicholas Barnes Claimant Lawyers(s): Adam Weinstein Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): Margaret Leggett Tarver, Robert E. Anderson, Richard V. Adams Hearing Site: Newark, NJ | ||
| 14-02357 | 04/21/2015 | Claimant(s): Benjamin Sax, Eric Bodner Claimant Lawyers(s): Mark D. Knoll Respondent(s): Deborah Friedman Respondent Lawyers(s): John Ellis Arbitrator(s): James D. Adducci Hearing Site: Chicago, IL | Expungement | |
| 14-00921 | 12/01/2014 | Claimant(s): Thomas Wheeler Claimant Lawyers(s): Jeff Kern Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): Robert Pincus Hearing Site: New York, NY | ||
| 14-00144 | 10/14/2014 | Claimant(s): Benjamin Sax Claimant Lawyers(s): Mark D. Knoll Respondent(s): Adam Harris, Susan Harris Respondent Lawyers(s): Herbert M. Deutsch Arbitrator(s): Robert Pincus, John B. Myers, Alida D. Camp Hearing Site: New York, NY | Expungement | |
| 13-00145 | 08/22/2013 | Claimant(s): David Prockter Claimant Lawyers(s): Mark D. Knoll Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): Mark J. Happe Hearing Site: New York, NY |