| 22-02086 | 08/10/2023 | Claimant(s): Ryan Jensen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Portland, OR
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| 22-00519 | 05/18/2023 | Claimant(s): Michael Herman
Claimant Lawyers(s): Martin M. Berliner
Respondent(s): Securities America., Hunter Wyckoff, Matthew Cloutier, Michael Baum, Mutual of Omaha Investor Services.
Respondent Lawyers(s): Derek C. Anderson, Gregory M. Curley, Martin M. Berliner, Trenten P. Bausch
Arbitrator(s): Steven M. Feder, Mary C. Davis, K. Bruce Lang
Hearing Site: Denver, CO
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| 22-01326 | 02/28/2023 | Claimant(s): Scott Kaup
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Steven Meyrich, William (Bill) H. O'Donnell, Richard Djokic
Hearing Site: Omaha, NE
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| 21-02408 | 07/07/2022 | Claimant(s): Jim Lund
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Bryan Ward
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
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| 21-02200 | 04/14/2022 | Claimant(s): Keys Tinney
Claimant Lawyers(s): Harris Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
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| 20-02375 | 04/08/2022 | Claimant(s): Scott Brady
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Elwood C. Avery, James H. Fehlberg, Philip Alan Johnson
Hearing Site: Portland, OR
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| 21-00484 | 10/27/2021 | Claimant(s): Eddie Ghabour
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
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| 19-00880 | 02/04/2020 | Claimant(s): Carl Rogers
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Ameritas Investment Corp., Equity Services.
Respondent Lawyers(s): Andrea D. Snowden, Derek C. Anderson
Arbitrator(s): Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
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| 19-00518 | 10/11/2019 | Claimant(s): Gal Sherman
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
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| 18-04283 | 07/11/2019 | Claimant(s): Mitchell Rubin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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