| 18-02730 | 11/15/2019 | Claimant(s): Rahul Mahajan
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cameron Smith
Arbitrator(s): Howard J. Stiefel, Martin A. Edelstein, Eila Matt
Hearing Site: New York, NY
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| 17-01439 | 08/27/2019 | Claimant(s): Robert Ryder
Claimant Lawyers(s): Craig R. Weis
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
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| 19-00152 | 08/26/2019 | Claimant(s): David Keator
Claimant Lawyers(s): Peter F Flynn
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Martin A. Edelstein
Hearing Site: Albany, NY
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| 18-02298 | 05/31/2019 | Claimant(s): James Raia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GunnAllen Financial, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Soneet R. Kapila
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
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| 18-00824 | 10/26/2018 | Claimant(s): Christopher Moran
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Du Pasquier & Co..
Respondent Lawyers(s): Christopher J. Moran
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
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| 17-02105 | 05/18/2018 | Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Jonathan P. Fielding
Respondent(s): Michael Venturino
Respondent Lawyers(s): Eric J. Sussman
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
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| 15-02579 | 12/06/2016 | Claimant(s): Michael Zirpolo, Thomas Fayad
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): UBS Financial Services Inc., UBS Credit Corp.
Respondent Lawyers(s): James L. Komie
Arbitrator(s): Martin A. Edelstein, Raymond A. Urci, Steven C. Kasarda
Hearing Site: New York, NY
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| 16-00798 | 10/06/2016 | Claimant(s): Christopher Calabrese
Claimant Lawyers(s): Katherine Harrison
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Martin A. Edelstein, Frances Gottfried, John Farrell Connor
Hearing Site: New York, NY
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| 14-02119 | 09/04/2015 | Claimant(s): Paul Schimmeck
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): John B. Morgan, Howard J. Stiefel, Martin A. Edelstein
Hearing Site: New York, NY
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| 15-00008 | 08/27/2015 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Stephen Brune
Respondent Lawyers(s): Stephen Lloyd Brune
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
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