| 20-00622 | 04/12/2022 | Claimant(s): Joseph Denicola
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Robin H. Rome
Arbitrator(s): B. John Dill, Frank Sanclemente, George Weston Mann
Hearing Site: Boston, MA
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| 18-01216 | 10/03/2019 | Claimant(s): Peter Weiner
Claimant Lawyers(s): Michael J. Tuteur
Respondent(s): State Street Global Markets
Respondent Lawyers(s): Morgan C. Nighan
Arbitrator(s): William A. Barrett, Frank Sanclemente, Dennis E. Nelson
Hearing Site: Boston, MA
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| 18-02771 | 01/18/2019 | Claimant(s): Eric Burt
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Patrick W. McKeon, Paul Peter Nicolai, Frank Sanclemente
Hearing Site: Boston, MA
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| 18-00235 | 01/17/2019 | Claimant(s): Christopher Stoddard
Claimant Lawyers(s): Stephen Z. Frank
Respondent(s): Alphonse Lucibello, Wells Fargo Clearing Services
Respondent Lawyers(s): Kip A. Nesmith
Arbitrator(s): Stephen M. Acerra, Ericka B. Gray, Frank Sanclemente
Hearing Site: Boston, MA
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| 17-02512 | 07/09/2018 | Claimant(s): Dustin Aiguier
Claimant Lawyers(s): Michael Bessette
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Brandon J. Brigham
Arbitrator(s): Frank Sanclemente
Hearing Site: Boston, MA
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| 17-00159 | 11/07/2017 | Claimant(s): Michael Labrie
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Henry Lesburt, Jeannine Lesburt
Respondent Lawyers(s): Henry P. Lesburt
Arbitrator(s): Ronald L. Cheney, Frank Sanclemente, Merriann Panarella
Hearing Site: Boston, MA
| | Expungement |
| 16-00135 | 06/15/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Daniel Caso
Respondent Lawyers(s): AiVi Nguyen
Arbitrator(s): Edward Joseph Boudreau, Frank Sanclemente, Mary E. Bassett
Hearing Site: Boston, MA
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| 16-01134 | 11/01/2016 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Kay Oskvig
Respondent(s): Russell Sadler
Respondent Lawyers(s): Russell Leo Sadler
Arbitrator(s): Frank Sanclemente
Hearing Site: Boston, MA
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| 15-01898 | 03/18/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Daniel Moniz
Respondent Lawyers(s): Daniel J. Moniz
Arbitrator(s): Frank Sanclemente
Hearing Site: Boston, MA
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| 11-04672 | 07/01/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Aaron Foley, Daniel Joyce, Joel Ravitz, Mark Minichiello, Moors & Cabot., Quincy Cass Associatesorporated
Respondent Lawyers(s): David L. Ward, Sylvia M. Scott, Timothy J. Perry
Arbitrator(s): Mary C. Kelleher, Stephen M. Acerra, Frank Sanclemente
Hearing Site: Boston, MA
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