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FINRA Awards for Frank Sanclemente

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0198908/03/2023Claimant(s): Tastyworks.
Claimant Lawyers(s): Thomas G. Haskins
Respondent(s): Tin Tran
Respondent Lawyers(s): Tin Tran
Arbitrator(s): Arthur J. Giacomarra, Michael Jay Rich, Frank Sanclemente
Hearing Site: Boston, MA
Checkmark Icon$204,742
19-0201207/18/2023Claimant(s): Mai Y. Hanlon Revocable Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): William A. Barrett, Michael P. Breton, Frank Sanclemente
Hearing Site: Boston, MA
Checkmark Icon$0
16-0092510/24/2016Claimant(s): Clotilda Ware, Eugene J. Ware
Claimant Lawyers(s): Eugene J. Ware
Respondent(s): Joseph Colell
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Frank Sanclemente
Hearing Site: Boston, MA
Checkmark Icon$325
11-0302004/10/2013Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): Optionsxpress., USAA Investment Management Company
Respondent Lawyers(s): Anthony L. Valenzuela, Theodore C. Schultz
Arbitrator(s): William I. Carmen, Jeffrey L. Frankel, Frank Sanclemente
Hearing Site: Boston, MA
Checkmark Icon$0

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