| 20-02511 | 04/13/2021 | Claimant(s): Beverly Ketel
Claimant Lawyers(s): Beverly Marie Ketel
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Thomas C. Tretter, Linda J. Baer, Edward W. Morris
Hearing Site: Manchester, NH
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| 20-01980 | 01/25/2021 | Claimant(s): Paul Barry
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Manchester, NH
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| 20-02042 | 01/14/2021 | Claimant(s): Thomas McWilliams
Claimant Lawyers(s): Michael T. Gass
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Adam M. Weaver
Arbitrator(s): Jim Geiger, Patrick W. McKeon, John James McGovern
Hearing Site: Manchester, NH
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| 19-02223 | 02/24/2020 | Claimant(s): Andrew Rocco
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
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| 19-02185 | 01/16/2020 | Claimant(s): Martin Cunningham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): John James McGovern
Hearing Site: Manchester, NH
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| 19-00402 | 10/22/2019 | Claimant(s): Benjamin Brayshaw
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jeffrey D. Hedlund
Arbitrator(s): Linda J. Baer
Hearing Site: Manchester, NH
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| 19-00117 | 09/23/2019 | Claimant(s): Craig Moore
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s):
Hearing Site: Manchester, NH
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| 18-03458 | 06/13/2019 | Claimant(s): Robert Robbins
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Nuviah Shirazi
Arbitrator(s): Robert S. Hark
Hearing Site: Manchester, NH
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| 19-00549 | 06/13/2019 | Claimant(s): William Kearney
Claimant Lawyers(s): David I. Hantman
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
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| 17-01973 | 03/29/2018 | Claimant(s): Gary Ghigliotti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., Wells Fargo Clearing Services
Respondent Lawyers(s): Jeremy S. Winer, Michael Naccarato
Arbitrator(s): Jim Geiger
Hearing Site: Manchester, NH
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