Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02452 | 08/02/2023 | Claimant(s): Mei Guo Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): David Smitham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 22-02597 | 07/14/2023 | Claimant(s): Hemant Kathuria Claimant Lawyers(s): Kurt Kalberer Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): John Venezia Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 22-02235 | 07/07/2023 | Claimant(s): Andrew Kuo, Bradley Kaiser Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Western International Securities. Respondent Lawyers(s): Donald Bizub Arbitrator(s): Mary M. O'Neil, Kirtley M. Thiesmeyer, Sidney Kinji Kanazawa Hearing Site: Los Angeles, CA | ||
| 22-00324 | 07/06/2023 | Claimant(s): Amir Golzar Claimant Lawyers(s): Zachary Morse Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Sandra L. Malek Hearing Site: Los Angeles, CA | ||
| 22-02203 | 07/03/2023 | Claimant(s): Brett Weichbrod Claimant Lawyers(s): Christina Z Vourakis Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 22-02037 | 06/30/2023 | Claimant(s): Jeff Han Claimant Lawyers(s): Samantha Pastor Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 22-02508 | 06/16/2023 | Claimant(s): Anouchka Balog Claimant Lawyers(s): Samantha Pastor Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 22-01819 | 05/11/2023 | Claimant(s): Patrick Lowe Claimant Lawyers(s): Robert Jay Moses Respondent(s): Morgan Stanley Respondent Lawyers(s): Kathleen Salvaty Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 19-00105 | 05/01/2023 | Claimant(s): Raymond Jallow Claimant Lawyers(s): Liam O'Brien Respondent(s): Carter Taylor, Charles Schwab & Co.. Respondent Lawyers(s): Gordon . C Young Arbitrator(s): Sandra L. Malek, Camille Brown, Alina Landver Hearing Site: Los Angeles, CA | ||
| 22-01910 | 04/28/2023 | Claimant(s): Justin Plante Claimant Lawyers(s): Zachary Morse Respondent(s): AIG Capital Services. Respondent Lawyers(s): Michael S. Cargnel Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA |