Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-03252 | 08/02/2019 | Claimant(s): Joseph Ziomek, Laguna Financial Group. Claimant Lawyers(s): Robert J. Girard Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Robyn C. Crowther Arbitrator(s): Brent J. Rosenbaum, Adam Michael Porter, Stephen Gary Holmes Hearing Site: Los Angeles, CA | ||
| 18-00325 | 07/31/2019 | Claimant(s): Daryl Cole Claimant Lawyers(s): Michael Bessette Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 18-01378 | 07/30/2019 | Claimant(s): Robert Horning Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Direct Capital Securities. Respondent Lawyers(s): Ray Stovall Arbitrator(s): Adam Michael Porter Hearing Site: Los Angeles, CA | ||
| 18-01881 | 07/30/2019 | Claimant(s): Kim Ngo Claimant Lawyers(s): Marc Schifanelli Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Lisa M. Bertain Arbitrator(s): Peter J Cohen, George Herman Frisch, Stephen Laughlin Eddy Hearing Site: Los Angeles, CA | ||
| 18-04365 | 07/29/2019 | Claimant(s): Alexsandra Kulmaticki Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Robert B. Hansohn Hearing Site: Los Angeles, CA | ||
| 18-02082 | 07/15/2019 | Claimant(s): Aaron Maurer Claimant Lawyers(s): Owen Harnett Respondent(s): Rp Capital Llc Respondent Lawyers(s): Gary Price Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 18-04027 | 06/28/2019 | Claimant(s): Hatem Dhiab Claimant Lawyers(s): Frances Menzer Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Rosa Linda Guadarrama Hearing Site: Los Angeles, CA | ||
| 18-03332 | 06/17/2019 | Claimant(s): Robert Binkele Claimant Lawyers(s): Tosh Grebenik Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Anthony D. DeToro Hearing Site: Los Angeles, CA | ||
| 19-00131 | 06/17/2019 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Dennis Ayre Respondent Lawyers(s): Dennis Phillip Ayre Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 18-03630 | 06/07/2019 | Claimant(s): Jonathan Graham Claimant Lawyers(s): Owen Harnett Respondent(s): Broker Dealer Financial Services Corp. Respondent Lawyers(s): Michael Sherzan Arbitrator(s): Michael M. Hachigian Hearing Site: Los Angeles, CA |