Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00356 | 08/20/2020 | Claimant(s): Mark Williams Claimant Lawyers(s): Audette Paul Morales Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-03757 | 08/17/2020 | Claimant(s): Matthew Lum Claimant Lawyers(s): Michael Bessette Respondent(s): Girard Securities. Respondent Lawyers(s): Jeremy C. Wooden Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | ||
| 17-00237 | 08/06/2020 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Eugene Small Respondent(s): John Uriostegui, Rod Nakamoto Respondent Lawyers(s): Leonard Steiner Arbitrator(s): Ronald L. Cameron, Michael M. Hachigian, Marc S. Joseph Hearing Site: Los Angeles, CA | ||
| 19-02983 | 07/14/2020 | Claimant(s): Robert Daly Claimant Lawyers(s): Julie Z. Kimball Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Hearing Site: Los Angeles, CA | ||
| 19-03319 | 07/07/2020 | Claimant(s): Aaron Clark Claimant Lawyers(s): Russell Chapman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 19-02594 | 06/30/2020 | Claimant(s): Ross Pake Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | ||
| 19-03334 | 06/22/2020 | Claimant(s): Doris Lau Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services Llc Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 19-03466 | 06/22/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Joseph Pastore Respondent Lawyers(s): Joseph Edward Pastore Arbitrator(s): Barbara M. Zak, Katharine Reed Coleman, John R Sustersic Hearing Site: Los Angeles, CA | ||
| 19-03580 | 06/16/2020 | Claimant(s): Hemant Kathuria Claimant Lawyers(s): Kurt T Kalberer Respondent(s): A.G.P. / Alliance Global Partners, Digital Offering LLC Respondent Lawyers(s): Gordon McBean, Gregg Breitbart Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA | ||
| 19-03308 | 06/11/2020 | Claimant(s): Aaron Clark Claimant Lawyers(s): Russell Chapman Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Judy Louie Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA |