Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02693 | 05/27/2022 | Claimant(s): Eric Moreno Claimant Lawyers(s): William McClelland Montgomery Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 21-01875 | 05/20/2022 | Claimant(s): Francis Tran Claimant Lawyers(s): Samantha Pastor Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Emma M. Tomsick Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 21-02062 | 05/05/2022 | Claimant(s): Jerry Blakely Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 21-02677 | 04/27/2022 | Claimant(s): Rusty Hood Claimant Lawyers(s): Stephan Louviere Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 21-01395 | 04/26/2022 | Claimant(s): Harmon Kong Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Investments Institutional Srvcs Respondent Lawyers(s): Thomas M. McHugh Arbitrator(s): Kenneth E. Owen Hearing Site: Los Angeles, CA | ||
| 21-01586 | 03/18/2022 | Claimant(s): Binnie Phung Claimant Lawyers(s): Zachary S. Morse Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley R. Davenport Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 21-01275 | 03/02/2022 | Claimant(s): Theodore Fischer Claimant Lawyers(s): Brian Luther Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Stephen Howard Marcus, Tim James O'Keefe, Michael Shimokaji Hearing Site: Los Angeles, CA | ||
| 21-01895 | 03/02/2022 | Claimant(s): Larry Law Claimant Lawyers(s): Benjamin Winograd Respondent(s): JRL Capital Corporation Respondent Lawyers(s): L.R. Law Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 21-02026 | 02/18/2022 | Claimant(s): Dennis Franklin Claimant Lawyers(s): Cheryl S. Chang Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 19-01561 | 02/10/2022 | Claimant(s): Reema Mahtani Claimant Lawyers(s): Ryan Bakhtiari Respondent(s): Farmers Financial Solutions Respondent Lawyers(s): Christopher S. Maile Arbitrator(s): George Herman Frisch Hearing Site: Los Angeles, CA |