| 12-03766 | 08/28/2015 | Claimant(s): Sean Martin
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Scott Rabe
Arbitrator(s): Marleen H. Levi, Joel P. Mellis, Richard Adam Young
Hearing Site: New York, NY
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| 07-03369 | 10/02/2014 | Claimant(s): Andrew Gonchar, Polyvios Polyviou
Claimant Lawyers(s): Matthew B. Baum
Respondent(s): Allan Levine, Michael Schumacher, Ronald Moschetta, Strasbourger Pearson Tulcin Wolff Incorp
Respondent Lawyers(s): Mary Ellen O'Laughlin, Michael J. Schumacher, Ron Moschetta, Ronald Moschetta
Arbitrator(s): Arnold Wagner, Joel P. Mellis, Joshua Mark Zucker
Hearing Site: New York, NY
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| 13-03455 | 07/11/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Brendon Lyden
Respondent Lawyers(s): Brendon John Lyden
Arbitrator(s): Joel P. Mellis
Hearing Site: New York, NY
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| 12-01868 | 06/19/2013 | Claimant(s): Nicholas Mangone
Claimant Lawyers(s): Neal Brickman
Respondent(s): Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Adam Pekor
Arbitrator(s): Robert L. Salzberg, Sandra Gale Behrle, Joel P. Mellis
Hearing Site: New York, NY
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| 11-00570 | 09/30/2011 | Claimant(s): Fredric Hart
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Nancy Chinchar, Peter Grassel, Sandgrain Securities
Respondent Lawyers(s): Peter Grassel
Arbitrator(s): Joel P. Mellis
Hearing Site: New York, NY
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| 08-04211 | 03/24/2010 | Claimant(s): Claudia Srour
Claimant Lawyers(s): James C. Jones
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth I. Schacter
Arbitrator(s): Joel P. Mellis, Michael S. Lazan, Howard L. Haykin
Hearing Site: New York, NY
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| 08-02210 | 03/15/2010 | Claimant(s): Andrew McConnell
Claimant Lawyers(s): Michael Schwartzberg
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Joel P. Mellis, Harry T. Walters, Christine Moore
Hearing Site: New York, NY
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