Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02956 | 04/18/2024 | Claimant(s): Tatyana Bunich Claimant Lawyers(s): Robert Moses Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 23-01519 | 04/08/2024 | Claimant(s): Stephen Ridge Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Elena D. Marcuss Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 22-00631 | 09/30/2022 | Claimant(s): Kevin Nolan Claimant Lawyers(s): Denis Dice Respondent(s): Db Alex. Brown LLC Respondent Lawyers(s): Deutsche Banc Alex Brown Inc. Arbitrator(s): Richard E. Lauziere, Patricia M. Maher, Jay B. Bachar Hearing Site: Baltimore, MD | ||
| 21-02658 | 08/26/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Alan S. Brodherson Respondent(s): John Baer Respondent Lawyers(s): John Charles Baer Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 20-02350 | 03/29/2021 | Claimant(s): Veralynn Starostecki Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American General Securities Incorporated Respondent Lawyers(s): James Noblett Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 20-00973 | 11/10/2020 | Claimant(s): Brian Bogart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 20-00962 | 10/26/2020 | Claimant(s): Vladimir Greben Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 19-01102 | 11/21/2019 | Claimant(s): Thomas Clark Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 18-02860 | 07/09/2019 | Claimant(s): Franklyn Clarke Claimant Lawyers(s): Robert W. Pearce Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 18-00632 | 08/24/2018 | Claimant(s): Curtis Frazee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD |