Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02657 | 05/27/2020 | Claimant(s): Marc Seeherman Claimant Lawyers(s): Benjamin J. Biard Respondent(s): VSR Financial Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 19-00967 | 04/27/2020 | Claimant(s): Ralph Roth Claimant Lawyers(s): Louis Tambaro Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 19-02511 | 04/01/2020 | Claimant(s): Peter Covino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Craig Charles Beles Hearing Site: Boise, ID | ||
| 19-02568 | 02/28/2020 | Claimant(s): Donald Crane Claimant Lawyers(s): Chad E Weaver Respondent(s): Cetera Advisor Networks Llc Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 19-01962 | 02/18/2020 | Claimant(s): Jahanguir Azodi Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc, Cetera Advisors LLC Respondent Lawyers(s): Jeremy Carr, Shelley Davenport Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO | ||
| 19-00515 | 10/10/2019 | Claimant(s): Steven Henningson Claimant Lawyers(s): Stephan Louviere Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 18-04037 | 09/16/2019 | Claimant(s): Erinn Ford Claimant Lawyers(s): Amir Tadjedin Respondent(s): Cetera Advisors LLC, Pacific West Securities. Respondent Lawyers(s): Jeremy Carr, Tony Pizelo Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 18-03915 | 08/13/2019 | Claimant(s): Stuart Tsujimoto Claimant Lawyers(s): Nathan Lamb Respondent(s): Cetera Advisor Networks Llc Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Alan M. Rosen Hearing Site: Los Angeles, CA | ||
| 18-04335 | 08/08/2019 | Claimant(s): Mark Rottler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Michael S. Matek Hearing Site: Milwaukee, WI | ||
| 18-04038 | 07/23/2019 | Claimant(s): Erinn Ford Claimant Lawyers(s): Jennifer Gutenberg Respondent(s): Cetera Advisors LLC., Pacific West Securities. Respondent Lawyers(s): Jeremy Carr, Philip A. Pizelo Arbitrator(s): David William Hickman Hearing Site: Seattle, WA |