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FINRA Awards for Credit Suisse Securities (USA) LLC

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Displaying 10 out of 39 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0232007/01/2024Claimant(s): Daniel Wise
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Kristi E. Jacques
Arbitrator(s): Lise Gabrielle Hunter, Francis J. LaSalla, Eugene G. P. Byrne
Hearing Site: New York, NY
22-0083703/20/2024Claimant(s): Ryan Nelson
Claimant Lawyers(s): Neil S. Binder
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Kenneth J. Kelly
Arbitrator(s): Joan Maxine Secofsky, Emily M. Altman, Harvey E. Benjamin
Hearing Site: New York, NY
21-0056112/11/2023Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Alexander C.B. Barnard
Respondent(s): Daniel Caso
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Michael L. Letendre, Andrea J. Goldman, Stephen Polit
Hearing Site: Boston, MA
21-0296112/04/2023Claimant(s): John Dabbs
Claimant Lawyers(s): David Wechsler
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Kenneth J. Kelly
Arbitrator(s): Richard W. Vallario, Carol Maria Luttati, Michael Casali
Hearing Site: New York, NY
17-0054605/25/2023Claimant(s): Gerard Costello, Matthew Buchsbaum, Scott Rosenberg, Sonia Attkiss
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): Sam Antar, Alan Robert Sacks, Jason Lowe
Hearing Site: New York, NY
20-0209304/18/2023Claimant(s): Jeremy Seidman, Jose Rodriguez-Villalobos, Mitchell Riesenberger, Simon Clarke
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David S. Pegno
Arbitrator(s): Michael A. Orticelle, John R. Snyder, Merriann Panarella
Hearing Site: Boston, MA
20-0395702/02/2023Claimant(s): James Garrity
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Scott J. Splittgerber
Arbitrator(s): Martin V. Franks, Marni E. Byrum, Julius P. Terrell
Hearing Site: Washington, DC
19-0038701/03/2023Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Harry D. Frisch, Sara Kula, Claudine Caracciolo
Hearing Site: New York, NY
16-0294608/29/2022Claimant(s): David Krunch Kloberdanz
Claimant Lawyers(s): Steven Gomberg
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): James R. McGuone, James C. Hoover, Jeffrey Prather Adams
Hearing Site: Atlanta, GA
16-0221406/14/2022Claimant(s): David Barnes
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): R Theodore Moock, Karen Roberts Washington, Lawrence R. Maxwell
Hearing Site: Dallas, TX

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