19-00012 | 11/05/2019 | Claimant(s): Wallace Freemon Claimant Lawyers(s): Benjamin D. Ridings Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Robert H. Putnam, Fred Kelner, Joseph A Newcomb Hearing Site: Raleigh, NC
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18-00623 | 03/07/2019 | Claimant(s): Deborah Debow Claimant Lawyers(s): Ann Marie Fitz Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Robert H. Putnam, Michael J. Ahlstrom, Brock B. Gordon Hearing Site: Columbia, SC
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18-03525 | 03/07/2019 | Claimant(s): Morgan Stanley, Morgan Stanley SB FA Notes Holdings LLC Claimant Lawyers(s): Gerald D. Davis Respondent(s): Ross Jordan Respondent Lawyers(s): Ross Douglass Jordan Arbitrator(s): Robert H. Putnam Hearing Site: New Orleans, LA
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18-03399 | 01/22/2019 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Renata L. Sobral Respondent(s): Timothy Johnson Respondent Lawyers(s): Timothy Edward Johnson Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA
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18-00741 | 10/18/2018 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Nikolas S. Komyati Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA
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17-01330 | 05/17/2018 | Claimant(s): Vasileios Sfyris Claimant Lawyers(s): Alan M. Wolper Respondent(s): First Southern Securities. Respondent Lawyers(s): John Holman Arbitrator(s): Robert H. Putnam, Michael J. Stern, Shawn Barr Hearing Site: Atlanta, GA
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17-03214 | 05/11/2018 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn Diamond Shaw Respondent(s): Christian Depriest Respondent Lawyers(s): Christian Patrick Depriest Arbitrator(s): Robert H. Putnam Hearing Site: Nashville, TN
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17-01921 | 02/08/2018 | Claimant(s): Daniel Wildermuth Claimant Lawyers(s): David M Saperstein Respondent(s): Kalos Capital. Respondent Lawyers(s): John Williams Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA
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16-03073 | 08/24/2017 | Claimant(s): Kum Kang Claimant Lawyers(s): Kum Hee Kang Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): James G. Killough, Robert H. Putnam, Leslie D. Mercier Hearing Site: Atlanta, GA
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15-01223 | 03/29/2017 | Claimant(s): Richard White Claimant Lawyers(s): Joseph M. Pastore Respondent(s): Wells Fargo Securities Respondent Lawyers(s): Kevin J. Dalton Arbitrator(s): Robert H. Putnam, David M. Levine, William Finley Hamel Hearing Site: Charlotte, NC
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