| 20-03366 | 03/03/2022 | Claimant(s): Jayne Di Vincenzo
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Devin Garofalo
Respondent Lawyers(s): W.R. Baldwin
Arbitrator(s): Janice L. Burnham, JoAnne Lewis Nolte, Michael Andrew Glasser
Hearing Site: Norfolk, VA
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| 19-02073 | 01/13/2020 | Claimant(s): Paul Campbell
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
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| 17-00608 | 08/03/2017 | Claimant(s): Andrew Gentiluomo
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Thomas B. Corey, Edith N. Dinneen, Charles Robert Moore
Hearing Site: Raleigh, NC
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| 14-00305 | 08/13/2015 | Claimant(s): Laura Hunsicker
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Bryon P. Fusini, Douglas Earl McLaren, Peter H. Goldberg
Hearing Site: Washington, DC
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| 13-00294 | 02/02/2015 | Claimant(s): Jameson Hamilton, Jeffrey Sciscilo, Jennifer Reiley, Joshua Goulding, McLaughlin Ryder Advisory Services, McLaughlin Ryder Investments.
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Kelly Campbell, Campbell Financial Management., Campbell Wealth Management.
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s): Emily Eiselman Hunter, Robert Vaughan Cornish, Robert Field
Hearing Site: Washington, DC
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| 12-00201 | 08/19/2013 | Claimant(s): J. Lee
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Capitol Securities Management., Directed Services LLC, ING USA Annuity and Life Inssurance Co.
Respondent Lawyers(s): Janet K. DeCosta, William P. Thornton
Arbitrator(s): Stuart H. Dunn, Leon Henderson, Peter B. Vaden
Hearing Site: Richmond, VA
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| 11-04572 | 12/14/2012 | Claimant(s): Peter Suyama
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Glenn M. Salvo
Arbitrator(s): Nickey D. Turner, Jane C. Carney, Charles A. Zuckerman
Hearing Site: Washington, DC
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| 09-02853 | 08/17/2010 | Claimant(s): Richard Osman
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): James Weslow, Richard Plant
Respondent Lawyers(s): Edward E. Sharkey
Arbitrator(s): Richard A Compisi, Gordon M. Wase, Thomas E. Maloney
Hearing Site: Baltimore, MD
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| 09-02165 | 05/24/2010 | Claimant(s): Capitol Securities Management.
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Johann Nanayakkara
Respondent Lawyers(s): W. Scott Greco
Arbitrator(s): Kurt Matthew Schwartz, James A. Blalock, Lloyd M. Richardson
Hearing Site: Washington, DC
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| 07-00664 | 03/09/2009 | Claimant(s): Uzo Chima
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Suntrust Investment Services.
Respondent Lawyers(s): Jeffrey W. Willis
Arbitrator(s): E. William Pastor, Gerald B. Marcovsky, Judith A. Ashley
Hearing Site: Baltimore, MD
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