| 19-00181 | 08/29/2019 | Claimant(s): Gary Burwick
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Maggie Goetze
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 18-04333 | 07/22/2019 | Claimant(s): Harvey Hardee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): James K. Langdon
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
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| 18-02769 | 07/16/2019 | Claimant(s): Robert Sklar
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley, RBC Capital Markets LLC
Respondent Lawyers(s): James K. Langdon, Trae D. Meyr
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 18-00816 | 07/09/2019 | Claimant(s): James McCrory
Claimant Lawyers(s): John H. West
Respondent(s): RBC Capital Markets LLC, Thomas McCrory
Respondent Lawyers(s): Justin E. Condit
Arbitrator(s): Steven Irving Platt, Jonathan David Rogers, Andrew Eliot Finkel
Hearing Site: Baltimore, MD
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| 19-00008 | 05/31/2019 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael E. Rowe
Respondent(s): Robert Stiles
Respondent Lawyers(s): Robert Louis Stiles
Arbitrator(s): Patricia H. Latham
Hearing Site: Charlotte, NC
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| 18-03619 | 04/05/2019 | Claimant(s): Gerald Maisner
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Wells Fargo Clearing Services, RBC Capital Markets LLC
Respondent Lawyers(s): Jeffery Rodgers, Tiana M. Towns
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
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| 18-02384 | 04/03/2019 | Claimant(s): Dustin Smith
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc., RBC Capital Markets LLC
Respondent Lawyers(s): Maggie Goetze, Tanya S. Lambrechts
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Boca Raton, FL
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| 18-00496 | 01/08/2019 | Claimant(s): Stacie Weiner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., RBC Capital Markets LLC
Respondent Lawyers(s): Demian J. Betz, Frank J. Cuccio
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
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| 17-03379 | 09/05/2018 | Claimant(s): Collin Meyer
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 18-00240 | 08/08/2018 | Claimant(s): George Sirigotis
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
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