Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03042 | 03/01/2024 | Claimant(s): Michael Dawson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 23-02777 | 02/29/2024 | Claimant(s): Daryl Allen Claimant Lawyers(s): Randi Perry Spallina Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 22-02615 | 10/09/2023 | Claimant(s): Stefan Nensala Claimant Lawyers(s): Chelsea Bauer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 23-01781 | 09/29/2023 | Claimant(s): Nancy Gabany Claimant Lawyers(s): David I. Hantman Respondent(s): Comerica Securities Respondent Lawyers(s): Susan C. Nystrom Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 22-01368 | 11/25/2022 | Claimant(s): Jennifer Scroggins Claimant Lawyers(s): Lydia R. Zaidman Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Justin Sacca Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 22-01464 | 10/31/2022 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Erin Friel Elmore Respondent(s): Perry Skudlarczyk Respondent Lawyers(s): Perry Lee Skudlarczyk Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 22-00235 | 07/25/2022 | Claimant(s): Shawn Bivens Claimant Lawyers(s): Christopher H Tovar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Andrew M. DeLucia Arbitrator(s): G. Maynard Green, Jude A Smith, Christopher Allen Hearing Site: Houston, TX | ||
| 21-01233 | 02/15/2022 | Claimant(s): Robert Clevenger Jr. Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 20-01175 | 12/16/2021 | Claimant(s): John Palombo Claimant Lawyers(s): Michelle Atlas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): G. Maynard Green, Daniel J. Pagnano, Brian James Tagtmeier Hearing Site: Houston, TX | ||
| 20-02800 | 05/21/2021 | Claimant(s): Ying Zhao Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): G. Maynard Green Hearing Site: Birmingham, AL |