Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00838 | 09/20/2022 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Jeanette E. Dennis Respondent(s): Ross Fabregas Respondent Lawyers(s): Ross Ramon Fabregas Arbitrator(s): Robert Titus Hearing Site: Albany, NY | ||
| 22-00089 | 07/18/2022 | Claimant(s): Heath Grossman Claimant Lawyers(s): Steven Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 20-02720 | 07/08/2021 | Claimant(s): Joseph Marino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 19-03579 | 02/09/2021 | Claimant(s): Kevin Fretz Claimant Lawyers(s): Robert L. Herskovits Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 20-02595 | 01/26/2021 | Claimant(s): Jeffery Still Claimant Lawyers(s): Brian J. Palmeri Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 19-01052 | 10/22/2019 | Claimant(s): Joshua Kampf, Thomas Hutchison Claimant Lawyers(s): Joel Wertman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert Titus, Richard Hallett Nichol, Michael P. Breton Hearing Site: Hartford, CT | ||
| 18-02200 | 01/30/2019 | Claimant(s): Mark Branningan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 18-00496 | 01/08/2019 | Claimant(s): Stacie Weiner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., RBC Capital Markets LLC Respondent Lawyers(s): Demian J. Betz, Frank J. Cuccio Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 17-03020 | 07/30/2018 | Claimant(s): Kevin Sullivan Claimant Lawyers(s): Armin Sarabi Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 17-02168 | 11/29/2017 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill Clarke Respondent(s): James Pettit Respondent Lawyers(s): James Albert Pettit Arbitrator(s): Robert Titus Hearing Site: Hartford, CT |