| 16-02547 | 03/07/2017 | Claimant(s): Dean Williamson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 16-02249 | 02/23/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Nancy Griffith
Respondent Lawyers(s): Nancy Putnam Griffith
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 16-00780 | 01/31/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA, et al.
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Kimberly Aylesworth
Respondent Lawyers(s): Howard P. Slomka
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 16-01213 | 11/04/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Jason Davis
Respondent Lawyers(s): Jason Blair Davis
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charleston, WV
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| 16-01397 | 09/06/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA, et al.
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Dan Moss
Respondent Lawyers(s): Dan Moss
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 16-00244 | 07/06/2016 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Arthur King
Respondent Lawyers(s): Arthur Kenneth King
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
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| 10-03359 | 04/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Michael Cook
Respondent Lawyers(s): R. Rogge Dunn
Arbitrator(s): Michael J. Ahlstrom, Joyce Sikora, Kenrick Albert Pratt
Hearing Site: Orlando, FL
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| 12-00741 | 01/16/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Lee Yi
Respondent Lawyers(s): Lee J. Yi
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 10-00314 | 12/12/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Christopher Lane
Respondent Lawyers(s): Laura Noble
Arbitrator(s): Richard H. Potter, Michael J. Ahlstrom, Michael Lloyd Weisel
Hearing Site: Raleigh, NC
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| 10-03712 | 10/11/2012 | Claimant(s): Joshua Nanci, Russell Carbonara
Claimant Lawyers(s): Brandon Raynard Williams, Craig H. Kuglar
Respondent(s): Fortress Group.
Respondent Lawyers(s): Richard Robbins
Arbitrator(s): George S. Willingham, Michael J. Ahlstrom, Deborah A. Jackson
Hearing Site: Atlanta, GA
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