| 19-03575 | 04/04/2022 | Claimant(s): Kimberly Hartman
Claimant Lawyers(s): Brittany Weiner
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Ellen F. Kandell, James Ray Eyler, Michele Francene Dandrea
Hearing Site: Baltimore, MD
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| 21-00383 | 08/20/2021 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Sean Martin
Respondent Lawyers(s): Sean Rierson Martin
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
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| 20-03546 | 08/11/2021 | Claimant(s): James Segal
Claimant Lawyers(s): Michael P. Shaw
Respondent(s): Cambridge Investment Research.L Financial LLC
Respondent Lawyers(s): Richard H. Kuhlman, Sara B. Davis
Arbitrator(s): C Gregory Ellison, David L. Ruderman
Hearing Site: Baltimore, MD
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| 20-02792 | 06/15/2021 | Claimant(s): Kathie Okun
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
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| 20-00848 | 05/24/2021 | Claimant(s): Mark Apolenis
Claimant Lawyers(s): George S. Mahaffey
Respondent(s): Renee Kremm
Respondent Lawyers(s): Dennis E. Boyle
Arbitrator(s): Charles Lerner, James Drew Butler, Bruce Burr McElvein
Hearing Site: Baltimore, MD
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| 20-02791 | 05/21/2021 | Claimant(s): Kathie Okun
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
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| 20-02350 | 03/29/2021 | Claimant(s): Veralynn Starostecki
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American General Securities Incorporated
Respondent Lawyers(s): James Noblett
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
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| 20-01893 | 03/01/2021 | Claimant(s): Chadwick Watson, Jeffrey Furniss
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
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| 20-01238 | 12/22/2020 | Claimant(s): Robert Langan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
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| 20-00964 | 11/20/2020 | Claimant(s): Vladimir Greben
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
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