Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02531 | 02/15/2021 | Claimant(s): Sarah Hussey Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Laurel Littman Gothelf Hearing Site: Helena, MT | ||
| 20-01362 | 01/26/2021 | Claimant(s): Safet Musovic Claimant Lawyers(s): Thomas McEvoy Respondent(s): LPL Financial LLC, Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai, Sara B. Davis Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-02141 | 01/26/2021 | Claimant(s): Mary McDonald Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Michael P. Breton Hearing Site: Boston, MA | ||
| 20-01355 | 11/24/2020 | Claimant(s): Mike Spencer Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Charles G. Michaels Hearing Site: Wichita, KS | ||
| 20-01631 | 11/17/2020 | Claimant(s): Anne Sapienza Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI | ||
| 20-01467 | 11/10/2020 | Claimant(s): Dushyant Shah Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-00441 | 07/24/2020 | Claimant(s): Jane Scarbrough Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 19-03053 | 05/07/2020 | Claimant(s): Jeffrey Gore Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 19-03102 | 04/07/2020 | Claimant(s): Nicole McGrouther Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Michael H DuBoff Hearing Site: Newark, NJ | ||
| 19-02248 | 03/06/2020 | Claimant(s): Michael Scott Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Gene M. Bauer Hearing Site: Boston, MA |