Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00039 | 06/18/2024 | Claimant(s): Luca Laino Claimant Lawyers(s): Peter Lindholm Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 23-00373 | 05/14/2024 | Claimant(s): Jeffrey Jackson Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 23-01489 | 04/05/2024 | Claimant(s): Maurice Acriche Claimant Lawyers(s): Harris Freedman Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 23-00547 | 11/06/2023 | Claimant(s): Ray Anthony San Pedro Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Denise L. Quarles, Michele S. Riley, Joanne Sari Feld Hearing Site: New York, NY | ||
| 23-01264 | 08/31/2023 | Claimant(s): William Cerf Claimant Lawyers(s): Zachary M. Schmitz Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 22-00786 | 10/31/2022 | Claimant(s): Robert Tansey Claimant Lawyers(s): Frederic M. Krieger Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 21-00791 | 03/23/2022 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Sarah E. Klein Respondent(s): Christopher Corwin Respondent Lawyers(s): Denis Kelleher Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 20-01233 | 02/07/2022 | Claimant(s): Joseph Depasquale Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): American Capital Partners Respondent Lawyers(s): John Gardini Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 20-01846 | 12/10/2021 | Claimant(s): Josh Frankel Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Chase Investment Services Corp., HSBC Securities (USA) Inc. Respondent Lawyers(s): Ira G. Rosenstein, Thomas J. Cahill Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 20-01644 | 02/12/2021 | Claimant(s): Gisselle Mata Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dulap Arbitrator(s): Michele S. Riley Hearing Site: New York, NY |