| 20-00757 | 10/01/2020 | Claimant(s): Stanley Ciotoli
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Harvey R. Linder
Hearing Site: Charlotte, NC
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| 20-00948 | 09/24/2020 | Claimant(s): Montee Sneed
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Nashville, TN
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| 20-00823 | 09/18/2020 | Claimant(s): Mark Eidlin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Richard W. Dissen
Hearing Site: Buffalo, NY
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| 19-03108 | 08/24/2020 | Claimant(s): Alan Zee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
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| 19-03288 | 08/13/2020 | Claimant(s): Michael Greenstone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Martin R. Cramer
Hearing Site: Newark, NJ
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| 19-03478 | 07/27/2020 | Claimant(s): Paul Rutkowski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Erik R. Siering
Hearing Site: Phoenix, AZ
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| 20-00789 | 07/23/2020 | Claimant(s): Christopher Battaglia
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
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| 19-03506 | 06/30/2020 | Claimant(s): Martha Caldwell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
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| 19-02825 | 06/10/2020 | Claimant(s): Derek Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Las Vegas, NV
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| 20-00297 | 05/29/2020 | Claimant(s): Theodore Longo
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Lynne M. Gomez, Brian P. Jakes, Eric M. Schorr
Hearing Site: New Orleans, LA
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