| 21-02170 | 04/19/2023 | Claimant(s): Arnie Di Cioccio, Kevin Griffin, Yousef Abuhakmeh
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Thomas M. Amadio, Eric Goldman, Edmund Timothy Donovan
Hearing Site: New York, NY
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| 20-03069 | 02/02/2023 | Claimant(s): Patrick Esparrago
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Rory M. McLaughlin
Hearing Site: New York, NY
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| 20-03747 | 07/13/2022 | Claimant(s): George McCutchen
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): F. John Herrmann, Barbara Black, Theodore Haynes
Hearing Site: Columbia, SC
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| 20-03038 | 11/30/2021 | Claimant(s): Joseph Glodek, Richard Libretti
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Marvin L. Schuldiner
Hearing Site: Jersey City, NJ
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| 20-02415 | 08/26/2021 | Claimant(s): Levant Bishop
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
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| 20-03140 | 08/09/2021 | Claimant(s): James Ciocia
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Prime Capital Services.
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Tampa, FL
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| 17-01718 | 06/16/2021 | Claimant(s): Kayvan Karoon, KS Capital Management
Claimant Lawyers(s): Philip L. Guarino
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Leslie Ruth Nydick, James M. Rhodes, Antonio Di Palma
Hearing Site: Jersey City, NJ
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| 20-02549 | 06/11/2021 | Claimant(s): Michael Burkoff
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Fred N. Knopf, Peter Bon Viso
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
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| 20-01768 | 04/16/2021 | Claimant(s): Dominic Carlo
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 20-01769 | 04/06/2021 | Claimant(s): Philip Rodriguez
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
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