Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
20-03015 | 10/20/2021 | Claimant(s): Paul Neves Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
20-02009 | 06/23/2021 | Claimant(s): Anita Daguilar Claimant Lawyers(s): Tosh D Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
20-02007 | 06/04/2021 | Claimant(s): David Schachter Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
20-02006 | 03/26/2021 | Claimant(s): James Underhill Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Howard R. Gaines Hearing Site: Phoenix, AZ | ||
20-00051 | 11/13/2020 | Claimant(s): Ryan Ackerhalt Claimant Lawyers(s): Tosh D Grebenik Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): David S. Billet Hearing Site: New York, NY | ||
20-00015 | 11/09/2020 | Claimant(s): Jonathan Lopez Claimant Lawyers(s): Tosh D Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
20-00126 | 09/18/2020 | Claimant(s): Anthony Caravetta Claimant Lawyers(s): Tosh D Grebenik Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
19-03647 | 09/10/2020 | Claimant(s): Wayde Walker Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Casimir Capital L.P. Respondent Lawyers(s): Richard Sands Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
20-00073 | 09/08/2020 | Claimant(s): Nicholas Onder Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Edward Jones Respondent Lawyers(s): Darren K. Goodman Arbitrator(s): Tina E. Patterson Hearing Site: Washington, DC | ||
19-03649 | 09/04/2020 | Claimant(s): Robert Binkele Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Raymond James Financial Services., J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Jeremy Carr, Robert Rudnicki Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA |