| 15-00383 | 03/06/2019 | Claimant(s): Marc Horner
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Mark L Miller, Michael L. Weissman, Wendell White Clancy
Hearing Site: Chicago, IL
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| 17-00030 | 03/06/2019 | Claimant(s): Monica Guttmann
Claimant Lawyers(s): Nathan H. Lichtenstein
Respondent(s): Patricia Mulcahy
Respondent Lawyers(s): Douglas Hyman
Arbitrator(s): Robert S. Sugarman, Michael S. Gregory, Edward Louis Koven
Hearing Site: Chicago, IL
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| 18-00821 | 03/04/2019 | Claimant(s): Michael Lukas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
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| 18-00787 | 02/28/2019 | Claimant(s): Jeffrey Mackevich
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mesirow Financial.
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): William M. Koziol
Hearing Site: Chicago, IL
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| 18-01090 | 02/07/2019 | Claimant(s): Timothy Cornell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Robert S. Sugarman
Hearing Site: Chicago, IL
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| 18-02254 | 01/31/2019 | Claimant(s): Richard Babjak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): World Equity Group.
Respondent Lawyers(s): Christopher Cokinis
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
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| 14-02170 | 01/29/2019 | Claimant(s): John Fichera, John Hoidas, Lawrence Doody
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): William Vellon, Kingsbury Capital LLC, Spencer Trask Ventures.
Respondent Lawyers(s): Barry M. Bordetsky, Nicholas P. Iavarone
Arbitrator(s): Michael S. Matek, Thomas F. Ryan, Michael Nathanson
Hearing Site: Chicago, IL
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| 18-02309 | 01/21/2019 | Claimant(s): Carolyn Song-Pegg
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Matthew R. Byrne
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
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| 18-01481 | 01/18/2019 | Claimant(s): David Sheppard
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
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| 17-00702 | 10/25/2018 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): William Kaehr
Respondent Lawyers(s): William Kaehr
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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