24-01001 | 11/27/2024 | Claimant(s): David Bedford, Jeffrey Crum Claimant Lawyers(s): Clay Wash Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Herb Schwartz, Thomas R. Watkins, David A. Schuler Hearing Site: Chicago, IL
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19-03564 | 11/12/2024 | Claimant(s): John Foley Claimant Lawyers(s): John Amos Foley Respondent(s): BTIG Respondent Lawyers(s): Nancy E. Pritikin Arbitrator(s): Peter Ordower, Thomas P. Valenti, David Chappell Whitcomb Hearing Site: Chicago, IL
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23-02999 | 11/01/2024 | Claimant(s): Frederick Kort Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL
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24-01263 | 09/05/2024 | Claimant(s): Paulson Investment Company Claimant Lawyers(s): Dexter B. Johnson Respondent(s): Vincent Sharpe Respondent Lawyers(s): Vincent Anthony Sharpe Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL
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23-01530 | 08/23/2024 | Claimant(s): Christopher Hildreth Claimant Lawyers(s): Daniel B. Grossman Respondent(s): Truist Securities. Respondent Lawyers(s): G. Wayne Hillis Arbitrator(s): Susanne J. Hollander, Susan L. Walker, Jeffrey L. Durkes Hearing Site: Chicago, IL
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23-02889 | 07/29/2024 | Claimant(s): Jeannette Adcock Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Wintrust Investments LLC Respondent Lawyers(s): Melvin G. Moseley Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL
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23-02341 | 07/11/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL
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24-00675 | 06/21/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jason D. Evans Respondent(s): Helen Grace Caldwell Respondent Lawyers(s): Helen Grace Caldwell Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL
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23-02852 | 06/14/2024 | Claimant(s): Kevin Kingston Claimant Lawyers(s): Peter Lindholm Respondent(s): Mutual Service Corporation, Valmark Securities. Respondent Lawyers(s): David Freniere, Neil D. Petkovic Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL
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23-01978 | 06/10/2024 | Claimant(s): Marc Jacobson Claimant Lawyers(s): Owen Harnett Respondent(s): Pruco Securities., Equitable Advisors Respondent Lawyers(s): Jennifer E. Novoselsky, Michael J. Biondi Arbitrator(s): Leon Fox, Raymond P. Buschmann, James Hofheimer Hearing Site: Chicago, IL
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