Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02828 | 01/07/2021 | Claimant(s): George Kauffman Claimant Lawyers(s): George W. Kauffman Respondent(s): American Portfolios Financial Srvs., Robert Bartolotta, Torrey Giancursio Respondent Lawyers(s): Gordon S. Dickens, Richard J. Babnick, Torrey Giancursio Arbitrator(s): Barry Goldman, Ronald F Thompson, James Daniel Schultz Hearing Site: Buffalo, NY | ||
| 20-00925 | 12/22/2020 | Claimant(s): Gregg Martinsen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY | ||
| 20-02295 | 12/22/2020 | Claimant(s): Jeffrey McCabe Claimant Lawyers(s): Katherine B. Harrison Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W, Brooks Arbitrator(s): Gregory P. Szuter Hearing Site: Buffalo, NY | ||
| 20-00040 | 12/10/2020 | Claimant(s): Kenneth Arellano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Thomas E. Webb Hearing Site: Buffalo, NY | ||
| 20-01406 | 12/10/2020 | Claimant(s): Michael Lomas Claimant Lawyers(s): Harry Meyer Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): Jeffry M. Bauer Hearing Site: Buffalo, NY | ||
| 20-01545 | 10/30/2020 | Claimant(s): Daniel Kautz Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY | ||
| 20-00823 | 09/18/2020 | Claimant(s): Mark Eidlin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Richard W. Dissen Hearing Site: Buffalo, NY | ||
| 20-00678 | 08/24/2020 | Claimant(s): Lynda Martinsen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Michael D. McDowell Hearing Site: Buffalo, NY | ||
| 20-00494 | 08/12/2020 | Claimant(s): Alexander Skabry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley Davenport Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY | ||
| 18-03824 | 06/10/2020 | Claimant(s): Anthony Cipolla Claimant Lawyers(s): Thomas A. Brown Respondent(s): Morgan Stanley Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): James A. Joseph, Jeffry M. Bauer, Gary E Vickers Hearing Site: Buffalo, NY |