| 18-03051 | 07/30/2019 | Claimant(s): Melissa Wright
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): BB&T Securities
Respondent Lawyers(s): Robert P. Howard
Arbitrator(s): Pamela Jeanne Rush, Brian Michael Kane, Terrence L. Harvey
Hearing Site: Jacksonville, FL
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| 18-00036 | 05/23/2019 | Claimant(s): Dawn Bloom
Claimant Lawyers(s): Craig Stein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carol A. Field
Arbitrator(s): Jacquelyn M. Shannon, Robert L. Jolley, Brian Michael Kane
Hearing Site: Jacksonville, FL
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| 18-01910 | 03/14/2019 | Claimant(s): Stephen Huggins
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Muriel Desloovere
Hearing Site: Jacksonville, FL
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| 18-03420 | 01/26/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Eric R. Feld
Respondent(s): Anson Kanoy
Respondent Lawyers(s): Anson Kanoy
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
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| 18-01521 | 01/15/2019 | Claimant(s): Kirk Gravelle
Claimant Lawyers(s): Craig Stein
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Richard S. Zaifert, Susan Dawson, Ralph Kennedy Frasier
Hearing Site: Jacksonville, FL
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| 18-00857 | 12/10/2018 | Claimant(s): Mary Carter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus Esq.
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
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| 18-01377 | 10/10/2018 | Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Ruben Rodriguez
Respondent Lawyers(s): Ruben Rodriguez
Arbitrator(s): Edith N. Dinneen
Hearing Site: Jacksonville, FL
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| 18-00923 | 09/17/2018 | Claimant(s): Michael Halloran
Claimant Lawyers(s): Michael P. Tomlinson
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Richard R. Logsdon
Hearing Site: Jacksonville, FL
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| 17-03183 | 07/23/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Norman Day
Respondent Lawyers(s): Norman Shannon Day
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
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| 18-00752 | 07/03/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Richard Williamson
Respondent Lawyers(s): Richard Anthony Williamson
Arbitrator(s): Kenneth R. Starr
Hearing Site: Jacksonville, FL
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